Broker Check

Retirement Plan Consulting

The representatives at Fisher & Wiens Wealth Management are among a limited number of advisors approved as ERISA 3(21) fiduciary advisors. As members of the LPL Financial Retirement Plan Consulting Program (link to About RPCP), we are among an elite group of advisors bringing experience in all areas of plan operations, including assistance with: plan design, fiduciary education, service provider monitoring, open-architecture investment selection and monitoring, and vendor benchmarking. We seek to meet a broad range of plan participants needs through investment education and plan communications.  

Retirement Plan Consulting

Our knowledge covers all aspects of plan operations, including:

  • Service provider and expense benchmarking versus peer group
  • Updating and monitoring investments
  • Analyzing fees
  • Monitoring the plan’s overall health
  • Changing service providers
  • Managing plan conversions
  • Employee communications/education

Fiduciary Services

As an ERISA 3(21) fiduciary advisor, we share investment fiduciary responsibility with you, helping to establish and maintain high fiduciary standards with services including:

  • Fiduciary assessment
  • 404(c) safe harbor and compliance education
  • Fiduciary monitoring and due diligence
  • Investment Policy Statement review
  • Assistance with investment analysis, selection and monitoring, including watch list criteria
  • Regular, on-site and proactive updates and service calls

Plan Participant Services

We believe a successful participant education and communication program is critical to the success of your retirement plan. Depending on your specific needs, components of your communication strategy may include:

  • Pre-enrollment communications
  • Group and one-on-one enrollment meetings
  • Investment allocation insight, education and advice
  • Optional investment seminars and workshops
  • Access to on-line investment and financial planning tools
  • Personal financial planning